Frequently Asked Questions
FAQ
Security Questions
Is Safeguard Securities regulated?
YES. Absolutely. Our fiduciary license dictates that we must conduct and operate under the bounds of the law, thus it is safe to invest with us.
How do I own a fraction of a share?
Through our Fractional Share Program, clients can access blue-chip equities and premium ETFs with precision allocations, enabling institutional-level diversification at any investment size.
What is the minimum deposit amount on Safeguard?
For individual brokerage accounts, the minimum initial deposit is $2,500. Institutional and managed accounts require a minimum of $25,000. Contact our advisory team for details.
What is Safeguard's Popular Investor program?
Our Managed Account Program pairs qualified investors with our top-performing portfolio managers. Each strategy is independently audited and transparent, giving you direct exposure to institutional-caliber investment approaches.
Do I own the stocks I buy?
Yes. All equity positions purchased through Safeguard Securities are held in your name with our SIPC-insured custodian, ensuring full beneficial ownership and regulatory protection.
Why do I need to add funds to open my position?
All positions require sufficient settled funds or approved margin. Our platform enforces pre-trade compliance checks to ensure proper capitalization and regulatory adherence for every order.
Account Questions
How do I change my account details?
Log in to your client portal, navigate to Account Settings, and update your information. Changes to sensitive details may require identity verification for security purposes.
Why do I need to verify my account?
Account verification is mandated by federal financial regulations (KYC/AML) and ensures the security of your assets. Verification enables full platform access, higher transaction limits, and regulatory compliance.
How do I deposit funds?
To fund your Safeguard Securities account, select from our available payment methods including wire transfer, ACH, or approved third-party payment processors.
How do I cancel an order?
Pending orders can be cancelled through your client portal or by contacting our trade desk. Once an order has been executed, standard settlement procedures apply.
Is depositing safe and secure?
Yes. All transactions are protected with institutional-grade encryption and Secure Socket Layer (SSL) technology. Client funds are held in segregated accounts with SIPC-insured custodians, ensuring complete safety and regulatory compliance.
What is a typical brokerage fee?
Our commission structure varies by asset class and account type. Equity trades start from $0.005/share for institutional accounts. For a complete fee schedule, please refer to our Client Agreement or contact your account representative.